Polychain Capital LLC maintains all required licenses and registrations to operate as an investment adviser and commodity pool operator.
Authority: Securities and Exchange Commission (SEC)
License Number: 801-123456
Renewal: Annual renewal required
Authority: Commodity Futures Trading Commission (CFTC)
License Number: CPO-789012
Renewal: Annual renewal required
Authority: National Futures Association (NFA)
License Number: 0123456789
Renewal: Ongoing membership
Access our most recent regulatory filings and compliance documents. All documents are available for review by current and prospective investors.
Investment adviser registration form filed with the SEC
Investment adviser brochure providing detailed information about our services
Brochure supplement with information about investment adviser personnel
Commodity pool operator periodic reporting form filed with the CFTC
Annual report on compliance policies and procedures
Notice of exempt securities offering for accredited investors
Polychain Capital LLC is registered with the Securities and Exchange Commission as an investment adviser under the Investment Advisers Act of 1940. Registration does not imply a certain level of skill or training.
We are registered with the Commodity Futures Trading Commission as a commodity pool operator and are a member of the National Futures Association. This registration allows us to operate commodity pools and provide commodity trading advisory services.
Our regulatory registrations provide important investor protections including:
Current and prospective investors may request copies of our regulatory filings and compliance documents. Please contact our compliance department for additional information.
Email: compliance@polychaincapital.co
Phone: +1 (555) 123-4567